SEC Expectations for Managing Retirement Accounts

On Thursday, April 20th a Senior Consultant with Core Compliance will present a FREE webinar on “SEC Expectations for Managing Retirement Accounts” from 11:00 AM – 12:00 PM PT. During the course of the webinar, you will learn:

  • Important considerations for the now delayed DOL Conflicts of Interest Rule
  • How the SEC’s ReTIRE Initiative impacts your compliance program
  • Steps to take to help protect retirement investors
  • Aging client considerations

To register for this FREE webinar, please click here.

After registering, you will receive a confirmation email containing information about joining the webinar.

Please feel free to submit questions for the presenter to address during this presentation by emailing us at Thank You.

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