On Thursday, April 20th a Senior Consultant with Core Compliance will present a FREE webinar on “SEC Expectations for Managing Retirement Accounts” from 11:00 AM – 12:00 PM PT. During the course of the webinar, you will learn:
- Important considerations for the now delayed DOL Conflicts of Interest Rule
- How the SEC’s ReTIRE Initiative impacts your compliance program
- Steps to take to help protect retirement investors
- Aging client considerations
To register for this FREE webinar, please click here.
After registering, you will receive a confirmation email containing information about joining the webinar.
Please feel free to submit questions for the presenter to address during this presentation by emailing us at firstname.lastname@example.org. Thank You.