SEC Rule Proposal: Regulating “Pay to Play” Practices
September 1, 2009
by
Michelle Jacko
Sept. 2009
Red Flag Rule Postponed (Again)
July 1, 2009
by
Core Compliance
July 2009
Hedge Fund Compliance & the Aftermath of Goldstein
July 1, 2009
by
Michelle Jacko
July 2007
The Importance of E-Mail Controls
December 1, 2008
by
Michelle Jacko
Dec. 2008
SFAS 157 – Fair Value Measurements
October 1, 2008
by
Core Compliance
Oct. 2008
Hedge Fund Best Practices
June 1, 2008
by
Michelle Jacko
June 2008
Newly Proposed Changes to Regulation S-P
May 1, 2008
by
Michelle Jacko
May 2008