Alexandria Hutchinson

Alexandria Hutchinson

Sr. Compliance Associate

  • Email and Correspondence Reviews
  • Regulatory Filings, such as Form ADV, Form U4, U5 and Section 13 Filings (D, G)
  • State and/or SEC Registration Support
  • Compliance Program Testing
  • Annual Review Support
  • Compliance Technology Implementation
  • Investment Adviser Compliance

Education 

B.A., San Diego State University

Alexandria Hutchinson serves as a Sr. Compliance Associate with Core Compliance & Legal Services, Inc. SM (“Core Compliance”). At Core Compliance, Ms. Hutchinson supports both the compliance consulting team and business development teams, working closely to deliver thoughtful, firm-specific compliance solutions aligned with each client’s regulatory obligations, operational structure, and business objectives. In her business development capacity, Ms. Hutchinson contributes to the development of proposals and engagement structures tailored to prospective clients’ needs and growth goals.

Ms. Hutchinson is deeply involved in the execution and ongoing maintenance of client compliance programs and regularly partners with lead consultants across multiple engagements. She plays a key role in managing day-to-day compliance workflows, helping clients stay organized, informed, and on track with regulatory requirements. In this capacity, she serves as a consistent point of contact for client questions, providing practical guidance on compliance expectations, regulatory timelines, continuing education obligations, and investment adviser representative registration matters.

Known for her strong attention to detail, responsiveness, and problem-solving approach, Ms. Hutchinson is an integral member of the Core Compliance team, and is committed to delivering clear guidance, dependable support, and a positive client experience.

Prior to joining Core Compliance, Ms. Hutchinson served as an Administrative Assistant at Jacko Law Group, PC where she engaged in legal support, client and administrative organization, and database management.

 

Dedicated to Supporting the Strength of Your Compliance Program