Alexandria Hutchinson
Alexandria Hutchinson
Compliance Consultant
- Email and Correspondence Reviews
- Regulatory Filings, such as Form ADV, Form U4, U5 and Section 13 Filings (F, H, D, G)
- State and/or SEC Registration Support
- Compliance Program Testing
- Annual Review Support
- Compliance Technology Implementation
- Investment Adviser Compliance
Education
B.A., San Diego State University
Alexandria Hutchinson serves as a Compliance Consultant with Core Compliance & Legal Services, Inc. SM (“Core Compliance”). In this role, Ms. Hutchinson works closely with the consultant team to deliver thoughtful, firm-specific compliance solutions aligned with each client’s regulatory obligations, operational structure, and business objectives.
Ms. Hutchinson is actively involved in the execution and ongoing maintenance of client compliance programs, providing personalized, hands-on assistance with regulatory registrations and filings, compliance testing, and ongoing regulatory obligations. She serves as a reliable and approachable point of contact for clients, offering practical guidance on compliance expectations, regulatory timelines, continuing education requirements, and investment adviser representative registration matters.
In addition to her consulting responsibilities, Ms. Hutchinson supports internal project management initiatives to help keep client engagements organized, efficient, and on track. Her responsibilities include coordinating client compliance calendars, monitoring assignments, deliverables, and deadlines, and aligning team workflows. Through close collaboration with the consulting team, she helps ensure compliance obligations are addressed in a timely manner and that client commitments are fulfilled.
Known for her strong attention to detail, responsiveness, and personable, problem-solving approach, Ms. Hutchinson brings together her client-facing and internal coordination responsibilities to provide dependable support, clear communication, and a positive client experience.
Prior to joining Core Compliance, Ms. Hutchinson served as an Administrative Assistant at Jacko Law Group, PC where she engaged in legal support, client and administrative organization, and database management.
