- Email and Correspondence Reviews
- Regulatory Filings, such as Form U4, U5 and 13F, 13H
- Compliance Program Testing
- Investment Adviser, Broker-Dealer, and Investment Company Compliance
B.A., San Diego State University
Alexandria Hutchinson serves as a Compliance Associate with Core Compliance & Legal Services, Inc. SM (“Core Compliance”). At Core Compliance, Ms. Hutchinson supports the compliance consulting team in our commitment to providing excellent service to our clients. She works alongside the team, assisting with the various facets of monitoring and testing clients’ compliance programs.
Her affinity for problem solving and service excellence makes her an integral part of the Core Compliance team and the practical solutions we deliver to our clients.
Prior to joining Core Compliance, Ms. Hutchinson served as an Administrative Assistant at Jacko Law Group, PC where she engaged in legal support, client and administrative organization, and database management.