CCO Buzz

What should your firm be focusing on this week?

New Episodes every week

Essential information for your Chief Compliance Officer.

Latest on CCO Buzz

Episode 76: Making the Most of Your Annual Review Testing Opportunities

On episode 76 of the CCO Buzz, Sr. Compliance Consultant Kurt Nuñez discusses how to make the most of your Annual Review through simultaneous testing opportunities.

Read More

Latest on CCO Buzz

Episode 75: Performing Due Diligence on Service Providers during COVID-19

On Episode 75 of the CCO Buzz, Tina Mitchell, Managing Director of Consultation Services, shares with us her tips for Performing Due Diligence on Service Providers during COVID-19.

Read More

More Episodes

Episode 75: Performing Due Diligence on Service Providers during COVID-19

On Episode 75 of the CCO Buzz, Tina Mitchell, Managing Director of Consultation Services, shares with us her tips for Performing Due Diligence on Service Providers during COVID-19.

Read More

Episode 74: Supervision Considerations under the COVID – 19 Pandemic

On episode 74 of the CCO Buzz, Senior Compliance Consultant James Smith discusses supervision considerations for the current COVID-19 Era and how firms can start planning for the future.

Read More

Episode 73: Cybersecurity for Working from Home During COVID-19

On episode 73 of the CCO Buzz, Compliance Consultant Adam Stutz walks us through cybersecurity considerations for working from home during COVID-19.

Read More

View All

Popular Episodes

View All