Charles Schwab Virtual Educational Event – SEC Hot Topics

Schwab Compliance Web Event | March 31, 2022 | Speakers: Michelle L. Jacko

On March 31, 2022 CEO Michelle Jacko will be presenting on SEC Hot Topics for a Charles Schwab virtual educational event.

During this exclusive educational event, Michelle will discuss 2022 SEC Examination Hot Topics, including the new marketing rule, and thoughts on compliance expectations for the year ahead.

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