If there is one thing firms, the industry and the workforce learned from COVID-19, it is that remote capabilities and effective cybersecurity measures are now not only a benefit, but also a necessity during these unprecedented times of transition. As broker-dealers and registered investment advisers have had to transition to working-from-home, new cybersecurity risks have continued to emerge and with new risks certain considerations may go unnoticed. In this webinar, we will explore the multi-faceted challenges currently facing the industry and the tools that broker-dealers and registered investment advisers are using to address cybersecurity issues and concerns as they evolve.
 
In partnership with NSCP, Adam Stutz, Compliance Consultant, Core Compliance & Legal Services, Inc. and Nicole Dragoo, COO/CCO, Chandler Asset Management will be discussing these issues, where attendees will be able to learn:

• Lessons learned from hurdles encountered while working-from-home
• Steps on how to identify risk factors and areas of weakness
• The keys to ensuring your staff understands their role in preventing exposures, especially in a remote work environment
• Best practices for managing their data, including storage, backup and dealing with data sprawl
• How to determine the right risk management solution for their companies
• How to assess the best cybersecurity methods to implement at your firm
• Review of the SEC OCIE July 2020 Risk Alert on  Cybersecurity: Ransomware Alert