Michelle Jacko to Speak at 2022 NSCP National Conference
October 17-19, 2022 | NSCP National Conference | Speaker: Michelle L. Jacko, CSCP
Be in the Know: SEC Examination Priorities (Part 1)
Schwab Compliance Web Event | February 17, 2021 | Speakers: Michelle L. Jacko
Episode 81: Preparing for Year-End
On this month’s episode of the CCO Buzz, Core Compliance’s Managing Director of Consultation Services, Tina Mitchell, discusses Year-End Prep for Investment Advisers.
NSCP Webinar: Forward Thinking: New Cybersecurity Considerations for 2020 and Beyond
August 4, 2020 @ 11:00 AM PST/2:00 PM EST | Speakers: Core Compliance and Nicole Dragoo
NSCP National Conference 2020 | Creating Effective Oversight Structures for Investment Advisers
October 20, 2020 | NSCP National Conference | Speaker: Michelle L. Jacko, CSCP, CEO
Episode 75: Performing Due Diligence on Service Providers during COVID-19
On Episode 75 of the CCO Buzz, Tina Mitchell, Managing Director of Consultation Services, shares with us her tips for Performing Due Diligence on Service Providers during COVID-19.
Episode 74: Supervision Considerations under the COVID – 19 Pandemic
On episode 74 of the CCO Buzz, our Senior Compliance Consultant discusses supervision considerations for the current COVID-19 Era and how firms can start planning for the future.
Episode 73: Cybersecurity for Working from Home During COVID-19
On episode 73 of the CCO Buzz, we discuss cybersecurity considerations for working from home during COVID-19.
NSCP Webinar: Forward Thinking: New Focus Areas and How Compliance Programs Need to Change for 2020
June 16, 2020 @ 11:00 AM PST/2:00 PM EST |
Cybersecurity Considerations for Working from Home during COVID-19
The COVID-19 pandemic has upended our personal and professional lives and many businesses are adjusting to this new environment in which working from home could be the new normal for an extended period of time. Since many firms have shifted … Read More