SEC Announces 2015 Compliance Outreach Program Seminars

Because the world of compliance is ever-changing, with some areas being elusive, Core Compliance stresses the importance of continuing education.  Last week the Securities and Exchange Commission (“SEC”) released the schedule for Compliance Outreach Program seminars.

This year, 6 major cities will host the one-day event which provides “an opportunity for SEC staff to share information about risks, priorities, and deficiencies observed in examinations or investigations and to discuss how senior executives and compliance professionals have addressed such matters.”

Attendees can expect to receive an overview of the SEC’s National Examination Program, presentations on cybersecurity, and participate in breakout sessions that discuss hot topics and much more.

According to the press release issued by the SEC, the seminars will not be webcast and registration will be on a first-come basis. The expectation is that these will fill up fast, so we recommend you act now and not wait. There are different links for registration, depending on the city in which you’ll be attending, and are contained in the press release.

For more information on this and other related subjects, please contact us at (619) 278-0020 to schedule a consultation.

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