IAA Investment Adviser Compliance Conference 2019
March 14, 2019 | Speaker: Michelle Jacko, CSCP
2019 IA Compliance: The Full 360 View East
March 7, 2019 | Speaker: Michelle Jacko, CSCP
NSCP Regulatory Interchange with the SEC – Spring 2018
Join us at the NSCP Regulatory Interchange with the SEC at the San Francisco Schwab Center on May 4th, 2018.
Form ADV: Practical Tips on Completing the Newly Revised SEC Registration Form
Since the new Form ADV compliance requirements came into effect on October 1, 2017, many investment advisers are still unsure as to what information they’re required to update and which part of the Form ADV they need to focus on.
2017 NSCP National Conference
Michelle Jacko will be presenting, “Identifying and Managing Conflicts of Interest – With or Without the Rule” at the NSCP National Conference on October 16, 2017, from 1:55PM – 3:10PM (ET), in Washington, D.C.