Changes to New Form 13F to Be Posted End of May
A new online version of Form 13F is scheduled to be made accessible on the Security and Exchange Commission (SEC) Electronic Data Gathering, Analysis, and Retrieval (EDGAR) filing website on Monday, May 20, 2013. Form 13F, also known as the … Read More
SEC Petitioned to Reign in Corporate Campaign Disclosures
A recent petition on the Securities and Exchange Commission (SEC) website has begun to bring light to a move by advocacy groups and others to force disclosures of corporate political campaign funds. Proponents seek the adoption of a rule by … Read More
Bipartisan Bill Increases SEC Fines for Violations
U.S. Senators Chuck Grassley (R-IA), ranking member of the Senate Judiciary Committee, and Jack Reed (D-RI), chairman of the Senate Banking Subcommittee on Securities, Insurance and Investment, will introduce legislation intended to increase the SEC fines for securities violations. Currently, … Read More