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Anticipating the Inevitable: Preparing for the SEC in 2020 (Seattle)

Updated: April 8, 2022 by

February 20, 2020 | Seattle, WA | Speakers: Michelle Jacko

On February 20, 2020, CEO Michelle Jacko will be  presenting on “Anticipating the Inevitable, Preparing for the SEC in 2020,” for a Charles Schwab compliance event in Seattle, WA.

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Core Compliance & Legal Services, Inc. is a compliance consulting firm serving investment advisers, broker-dealers, investment companies, and private fund managers nationwide, built on decades of combined in-house and former-regulator experience. The team takes a high-touch, human-centric approach to SEC, FINRA, and state compliance — acting as a virtual extension of each client's compliance team so firms can pursue growth with peace of mind.

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