Michelle Jacko to Speak at 2022 NSCP National Conference
October 17-19, 2022 | NSCP National Conference | Speaker: Michelle L. Jacko, CSCP
SDBJ Selects CEO Michelle Jacko for CEO of the Year Awards 2022
We are proud and honored to announce that CEO Michelle L. Jacko has been included as a finalist for the 2022 CEO of the Year Awards by the San Diego Business Journal. According to SDBJ, “Now in its 17th year, … Read More
Charles Schwab Virtual Educational Event – SEC Hot Topics
Schwab Compliance Web Event | March 31, 2022 | Speakers: Michelle L. Jacko
Regulatory Compliance Watch: SEC’s New IA Ad Rule
2022 Regulatory Compliance Watch Webinar | March 22, 2022 | Speakers: Michelle L. Jacko
Meeting Current and Future Challenges of Serving Aging Clients
CEO Michelle Jacko’s article, “Meeting Current and Future Challenges of Serving Aging Clients,” was published in the February 2022 issue of Charles Schwab’s Compliance Review newsletter. In the article, Michelle reviews regulations that apply to investment advisors servicing seniors, including … Read More
2022 NSCP Virtual Educational Seminar – Navigating the Various Standards of Care/Conduct
2022 NSCP Virtual Educational Seminar | March 16, 2022 | Speakers: Michelle L. Jacko
2022 Investment Adviser Compliance Conference – Annual Reviews
2022 Investment Adviser Compliance Conference | March 3, 2022 | Speakers: Michelle L. Jacko
8 Smart Compensation Practices for Wealth Management Firms
CEO Michelle Jacko was featured in a Barron’s Advisor article titled “8 Smart Compensation Practices for Wealth Management Firms,” on January 4, 2022. “People want to have more say in the direction of their career and in the direction of the … Read More
Immediate Impacts of COVID-19 on Investment Adviser Compliance Programs
A month ago, it was unclear of how much COVID-19 (the “coronavirus”) would impact all of us in every facet of our lives. For some, we are indefinitely “sheltered in” and are working remotely where possible. Others must take care … Read More
